Auxillias has produced a White Paper on the new FCA requirements for Appointed Representatives and their principals
Legal and compliance business Auxillias is launching a networking programme called Helping Hands to assist in regulatory compliance
Former Volkswagen Financial Services executive joins the board of compliance firm Auxillias to boost motor finance penetration
LEGAL and compliance firm Auxillias has made two key appointments: Simon Brown and Carrie Stephenson join as director of compliance and training, and director of legal and governance respectively. As the new director of compliance and training, Simon will shortly be launching Auxillias’ compliance product to work alongside its legal team, supporting ongoing demand in the consumer credit and asset/motor finance sector.…
AUXILLIAS, a specialist consumer credit, regulatory and compliance law firm, has launched a White Paper that could be useful to brokers wanting additional guidance on FCA requirements. Called FCA Vulnerability Guidance, the White Paper provides a useful summary of the FCA’s advice in protecting vulnerable customers, a topic of particular importance with the impact of COVID-19. “The FCA requires firms to understand…
MANY leasing brokers will already know Jo Davis (above), a specialist in consumer finance and FCA compliance at Locke Lord. Now Davis, combining with partner Daksha Mistry, has launched a new law firm called Auxillias. The company aims to provide both legal and compliance services to clients operating in the consumer, motor, asset finance and leasing sectors. Our vision has been to…