Tag: FCA permissions

BVRLA leasing broker audit includes FCA permissions

BN BVRLAHQ

LEASING broker audits carried out by the BVRLA will include assessment of Financial Conduct Authority (FCA) permissions. The BVRLA says its audit programme will consider whether brokers are involved in any introductory activity for products or services outside of their own business offers. And whether brokers have sufficient permissions. For example, a common activity for brokers to be involved in an introduction…