The Financial Conduct Authority has released guidance to help principal firms enhance their monitoring of Appointed Representatives.
After the first year of the FCA’s Consumer Duty, leasing brokers; most would say it has been highly beneficial, if a little taxing.
Auxillias has produced a White Paper on the new FCA requirements for Appointed Representatives and their principals
Catch up on the latest leasing broker news in the 25 October 2022 Broker News newsletter
The Financial Conduct Authority (FCA) is missing its targets for Appointed Representatives (ARs)
A report by the financial news paper the FT has found that vacancies at the FCA regulator are high, and morale is low
The FCA has published new rules for Appointed Representatives who will require greater supervision by principal firms
The FCA has issued a new Consumer Duty which sets the guidelines for finance sales by brokers to consumers and small businesses.