BELOW is a transcript of a speech delivered by Nikhil Rathi, the Chief Executive of the FCA (pictured above), at the Investment Association Annual Dinner, delivered 29 October 2024. ‘Last Friday, the Court of Appeal ruled that it was unlawful for car dealers to receive a commission from a lender providing motor finance to a customer unless it was disclosed to the…
Catch up on the latest leasing broker news in the 22 October 2024 Broker News newsletter
The Financial Conduct Authority has released guidance to help principal firms enhance their monitoring of Appointed Representatives.
After the first year of the FCA’s Consumer Duty, leasing brokers; most would say it has been highly beneficial, if a little taxing.
Auxillias has produced a White Paper on the new FCA requirements for Appointed Representatives and their principals
Catch up on the latest leasing broker news in the 25 October 2022 Broker News newsletter
The Financial Conduct Authority (FCA) is missing its targets for Appointed Representatives (ARs)
A report by the financial news paper the FT has found that vacancies at the FCA regulator are high, and morale is low