Tag: Russell Thoms

FCA focuses on the customer journey and oversight of staff and ARs

FCA compliance letter

IN a letter to all credit brokers, the Financial Conduct Authority (FCA) reiterated its focus on putting the customer central to broking operations.  It said that brokers should take action to de-risk their operations where there is the potential for customer harm (February 13, 2020). The communication from the FCA is part of the Senior Managers & Certification Regime says Joanne Davis,…