THE compliance and legal business Auxillias has just produced a White Paper on the FCA’s new Appointed Representatives regime.
Due to take effect on 08 December 2022, Principals are required to understand and effect any necessary changes in light of the new rules.
Due to take effect on 08 December 2022, principals are required to understand and effect any necessary changes in light of the new rules.
The FCA Appointed Representative changes have been brought in to protect consumers and to address harms across all the sectors where principals and ARs operate.
Auxillias says its White Paper will help leasing brokers that:
- Already have ARs
- Leasing brokers that intend to have ARs in the future
- ARs
With the changes being proposed we can help to you to amend your contracts, bring your policies and procedures in line with the new FCA standard, as well as implement the due-diligence requirements to ensure that you are fully compliant.
The White Paper on the new FCA AR regime can be downloaded for free from the Auxillias website.
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